Passing Optional arguments to Java methods [duplicate] - java

I've read on many Web sites Optional should be used as a return type only, and not used in method arguments. I'm struggling to find a logical reason why. For example I have a piece of logic which has 2 optional parameters. Therefore I think it would make sense to write my method signature like this (solution 1):
public int calculateSomething(Optional<String> p1, Optional<BigDecimal> p2) {
// my logic
}
Many web pages specify Optional should not be used as method arguments. With this in mind, I could use the following method signature and add a clear Javadoc comment to specify that the arguments may be null, hoping future maintainers will read the Javadoc and therefore always carry out null checks prior to using the arguments (solution 2):
public int calculateSomething(String p1, BigDecimal p2) {
// my logic
}
Alternatively I could replace my method with four public methods to provide a nicer interface and make it more obvious p1 and p2 are optional (solution 3):
public int calculateSomething() {
calculateSomething(null, null);
}
public int calculateSomething(String p1) {
calculateSomething(p1, null);
}
public int calculateSomething(BigDecimal p2) {
calculateSomething(null, p2);
}
public int calculateSomething(String p1, BigDecimal p2) {
// my logic
}
Now I try writing the code of the class which invokes this piece of logic for each approach. I first retrieve the two input parameters from another object which returns Optionals and then, I invoke calculateSomething. Therefore, if solution 1 is used the calling code would look like this:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result = myObject.calculateSomething(p1, p2);
if solution 2 is used, the calling code would look like this:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result = myObject.calculateSomething(p1.orElse(null), p2.orElse(null));
if solution 3 is applied, I could use the code above or I could use the following (but it's significantly more code):
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result;
if (p1.isPresent()) {
if (p2.isPresent()) {
result = myObject.calculateSomething(p1, p2);
} else {
result = myObject.calculateSomething(p1);
}
} else {
if (p2.isPresent()) {
result = myObject.calculateSomething(p2);
} else {
result = myObject.calculateSomething();
}
}
So my question is: Why is it considered bad practice to use Optionals as method arguments (see solution 1)? It looks like the most readable solution to me and makes it most obvious that the parameters could be empty/null to future maintainers. (I'm aware the designers of Optional intended it to only be used as a return type, but I can't find any logical reasons not to use it in this scenario).

Oh, those coding styles are to be taken with a bit of salt.
(+) Passing an Optional result to another method, without any semantic analysis; leaving that to the method, is quite alright.
(-) Using Optional parameters causing conditional logic inside the methods is literally contra-productive.
(-) Needing to pack an argument in an Optional, is suboptimal for the compiler, and does an unnecessary wrapping.
(-) In comparison to nullable parameters Optional is more costly.
(-) The risk of someone passing the Optional as null in actual parameters.
In general: Optional unifies two states, which have to be unraveled. Hence better suited for result than input, for the complexity of the data flow.

The best post I've seen on the topic was written by Daniel Olszewski:
Although it might be tempting to consider Optional for not mandatory method parameters, such a solution pale in comparison with other possible alternatives. To illustrate the problem, examine the following constructor declaration:
public SystemMessage(String title, String content, Optional<Attachment> attachment) {
// assigning field values
}
At first glance it may look as a right design decision. After all, we
explicitly marked the attachment parameter as optional. However, as
for calling the constructor, client code can become a little bit
clumsy.
SystemMessage withoutAttachment = new SystemMessage("title", "content", Optional.empty());
Attachment attachment = new Attachment();
SystemMessage withAttachment = new SystemMessage("title", "content", Optional.ofNullable(attachment));
Instead of providing clarity, the factory methods of the Optional
class only distract the reader. Note there’s only one optional
parameter, but imagine having two or three. Uncle Bob definitely
wouldn’t be proud of such code 😉
When a method can accept optional parameters, it’s preferable to adopt the well-proven approach and design such case using method
overloading. In the example of the SystemMessage class, declaring
two separate constructors are superior to using Optional.
public SystemMessage(String title, String content) {
this(title, content, null);
}
public SystemMessage(String title, String content, Attachment attachment) {
// assigning field values
}
That change makes client code much simpler and easier to read.
SystemMessage withoutAttachment = new SystemMessage("title", "content");
Attachment attachment = new Attachment();
SystemMessage withAttachment = new SystemMessage("title", "content", attachment);

There are almost no good reasons for not using Optional as parameters. The arguments against this rely on arguments from authority (see Brian Goetz - his argument is we can't enforce non null optionals) or that the Optional arguments may be null (essentially the same argument). Of course, any reference in Java can be null, we need to encourage rules being enforced by the compiler, not programmers memory (which is problematic and does not scale).
Functional programming languages encourage Optional parameters. One of the best ways of using this is to have multiple optional parameters and using liftM2 to use a function assuming the parameters are not empty and returning an optional (see http://www.functionaljava.org/javadoc/4.4/functionaljava/fj/data/Option.html#liftM2-fj.F-). Java 8 has unfortunately implemented a very limited library supporting optional.
As Java programmers we should only be using null to interact with legacy libraries.

Let's make something perfectly clear: in other languages, there is no general recommendation against the use of a Maybe type as a field type, a constructor parameter type, a method parameter type, or a function parameter type.
So if you "shouldn't" use Optional as a parameter type in Java, the reason is specific to Optional, to Java, or to both.
Reasoning that might apply to other Maybe types, or other languages, is probably not valid here.
Per Brian Goetz,
[W]e did have a clear
intention when adding [Optional], and it was not to be a general
purpose Maybe type, as much as many people would have liked us to do
so. Our intention was to provide a limited mechanism for library
method return types where there needed to be a clear way to represent
"no result", and using null for such was overwhelmingly likely to
cause errors.
For example, you probably should never use it for something that
returns an array of results, or a list of results; instead return an
empty array or list. You should almost never use it as a field of
something or a method parameter.
So the answer is specific to Optional: it isn't "a general purpose Maybe type"; as such, it is limited, and it may be limited in ways that limit its usefulness as a field type or a parameter type.
That said, in practice, I've rarely found using Optional as a field type or a parameter type to be an issue. If Optional, despite its limitations, works as a parameter type or a field type for your use case, use it.

The pattern with Optional is for one to avoid returning null. It's still perfectly possible to pass in null to a method.
While these aren't really official yet, you can use JSR-308 style annotations to indicate whether or not you accept null values into the function. Note that you'd have to have the right tooling to actually identify it, and it'd provide more of a static check than an enforceable runtime policy, but it would help.
public int calculateSomething(#NotNull final String p1, #NotNull final String p2) {}

This advice is a variant of the "be as unspecific as possible regarding inputs and as specific as possible regarding outputs" rule of thumb.
Usually if you have a method that takes a plain non-null value, you can map it over the Optional, so the plain version is strictly more unspecific regarding inputs. However there are a bunch of possible reasons why you would want to require an Optional argument nonetheless:
you want your function to be used in conjunction with another API that returns an Optional
Your function should return something other than an empty Optional if the given value is empty
You think Optional is so awesome that whoever uses your API should be required to learn about it ;-)

Check out the JavaDoc in JDK10, https://docs.oracle.com/javase/10/docs/api/java/util/Optional.html, an API note is added:
API Note:
Optional is primarily intended for use as a method return type where there is a clear need to represent "no result," and where using null is likely to cause errors.

Maybe I will provoke a bunch of down-votes and negative comments, but... I cannot stand.
Disclaimer: what I write below is not really an answer to the original question, but rather my thoughts on the topic. And the only source for it is my thoughts and my experience (with Java and other languages).
First let's check, why would anyone like to use Optional at all?
For me the reason is simple: unlike other languages java does not have built-in capability to define variable (or type) as nullable or not. All "object"-variables are nullable and all primitive-types are not. For the sake of simplicity let't not consider primitive types in further discussion, so I will claim simply that all variables are nullable.
Why would one need to declare variables as nullable/non-nullable? Well, the reason for me is: explicit is always better, than implicit. Besides having explicit decoration (e.g. annotation or type) could help static analyzer (or compiler) to catch some null-pointer related issues.
Many people argue in the comments above, that functions do not need to have nullable arguments. Instead overloads should be used. But such statement is only good in a school-book. In real life there are different situations. Consider class, which represents settings of some system, or personal data of some user, or in fact any composite data-structure, which contains lots of fields - many of those with repeated types, and some of the fields are mandatory while others are optional. In such cases inheritance/constructor overloads do not really help.
Random example: Let's say, we need to collect data about people. But some people don't want to provide all the data. And of course this is POD, so basically type with value-semantics, so I want it to be more or less immutable (no setters).
class PersonalData {
private final String name; // mandatory
private final int age; // mandatory
private final Address homeAddress; // optional
private final PhoneNumber phoneNumber; // optional. Dedicated class to handle constraints
private final BigDecimal income; // optional.
// ... further fields
// How many constructor- (or factory-) overloads do we need to handle all cases
// without nullable arguments? If I am not mistaken, 8. And what if we have more optional
// fields?
// ...
}
So, IMO discussion above shows, that even though mostly we can survive without nullable arguments, but sometimes it is not really feasible.
Now we come to the problem: if some of the arguments are nullable and others are not, how do we know, which one?
Approach 1: All arguments are nullable (according to java standrd, except primitive types). So we check all of them.
Result: code explodes with checks, which are mostly unneeded, because as we discussed above almost all of the time we can go ahead with nullable variables, and only in some rare cases "nullables" are needed.
Approach 2: Use documentation and/or comments to describe, which arguments/fields are nullable and which not.
Result: It does not really work. People are lazy to write and read the docs. Besides lately the trend is, that we should avoid writing documentation in favor of making the code itself self-describing. Besides all the reasoning about modifying the code and forgeting to modify the documentation is still valid.
Approach 3: #Nullable #NonNull etc... I personally find them to be nice. But there are certain disadvantages : (e.g. they are only respected by external tools, not the compiler), the worst of which is that they are not standard, which means, that 1. I would need to add external dependency to my project to benefit from them, and 2. The way they are treated by different systems are not uniform. As far as I know, they were voted out of official Java standard (and I don't know if there are any plans to try again).
Approach 4: Optional<>. The disadvantages are already mentioned in other comments, the worst of which is (IMO) performance penalty. Also it adds a bit of boilerplate, even thoough I personally find, use of Optional.empty() and Optional.of() to be not so bad. The advantages are obvious:
It is part of the Java standard.
It makes obvious to the reader of the code (or to the user of API), that these arguments may be null. Moreover, it forces both: user of the API and developer of the method to aknolage this fact by explicitly wrapping/unwrapping the values (which is not the case, when annotations like #Nullable etc. are used).
So in my point, there is no black-and-white in regard of any methodology including this one. I personally ended up with the following guidelines and conventions (which are still not strict rules):
Inside my own code all the variables must be not-null (but probably Optional<>).
If I have a method with one or two optional arguments I try to redesign it using overloads, inheritance etc.
If I cannot find the solution in reasonable time, I start thinking, if the performance is critical (i.e. if there are millions of the objects to be processed). Usually it is not the case.
If not, I use Optional as argument types and/or field types.
There are still grey areas, where these conventions do not work:
We need high performance (e.g. processing of huge amounts of data, so that total execution time is very large, or situations when throughput is critical). In this cases performance penalty introduced by Optional may be really unwanted.
We are on the boundary of the code, which we write ourselves, e.g.: we read from the DB, Rest Endpoint, parse file etc.
Or we just use some external libraries, which do not follow our conventions, so again, we should be careful...
By the way, the last two cases can also be the source of need in the optional fields/arguments. I.e. when the structure of the data is not developed by ourselves, but is imposed by some external interfaces, db-schemas etc...
At the end, I think, that one should think about the problem, which is being solved, and try to find the appropriate tools. If Optional<> is appropriate, then I see no reason not to use it.
Edit: Approach 5: I used this one recently, when I could not use Optional. The idea is simply to use naming convention for method arguments and class variables. I used "maybe"-prefix, so that if e.g. "url" argument is nullable, then it becomes maybeUrl. The advantage is that it slightly improves understandability of the intent (and does not have disadvantages of other approaches, like external dependencies or performance penalty). But there are also drawbacks, like: there is no tooling to support this convention (your IDE will not show you any warning, if you access "maybe"-variable without first checking it). Another problem is that it only helps, when applied consistently by all people working on the project.

This seems a bit silly to me, but the only reason I can think of is that object arguments in method parameters already are optional in a way - they can be null. Therefore forcing someone to take an existing object and wrap it in an optional is sort of pointless.
That being said, chaining methods together that take/return optionals is a reasonable thing to do, e.g. Maybe monad.

Accepting Optional as parameters causes unnecessary wrapping at caller level.
For example in the case of:
public int calculateSomething(Optional<String> p1, Optional<BigDecimal> p2 {}
Suppose you have two not-null strings (ie. returned from some other method):
String p1 = "p1";
String p2 = "p2";
You're forced to wrap them in Optional even if you know they are not Empty.
This get even worse when you have to compose with other "mappable" structures, ie. Eithers:
Either<Error, String> value = compute().right().map((s) -> calculateSomething(
< here you have to wrap the parameter in a Optional even if you know it's a
string >));
ref:
methods shouldn't expect Option as parameters, this is almost always a
code smell that indicated a leakage of control flow from the caller to
the callee, it should be responsibility of the caller to check the
content of an Option
ref. https://github.com/teamdigitale/digital-citizenship-functions/pull/148#discussion_r170862749

My take is that Optional should be a Monad and these are not conceivable in Java.
In functional programming you deal with pure and higher order functions that take and compose their arguments only based on their "business domain type". Composing functions that feed on, or whose computation should be reported to, the real-world (so called side effects) requires the application of functions that take care of automatically unpacking the values out of the monads representing the outside world (State, Configuration, Futures, Maybe, Either, Writer, etc...); this is called lifting. You can think of it as a kind of separation of concerns.
Mixing these two levels of abstraction doesn't facilitate legibility so you're better off just avoiding it.

Another reason to be carefully when pass an Optional as parameter is that a method should do one thing... If you pass an Optional param you could favor do more than one thing, it could be similar to pass a boolean param.
public void method(Optional<MyClass> param) {
if(param.isPresent()) {
//do something
} else {
//do some other
}
}

So, if you would permit the pun, Oracle issued an oracle:
Thou shalt not use Optional but for function return values.
I love it how most of the answers so far are going along with the narrative of Oracle's oracle, which is re-iterated unquestioned all over the interwebz, in the "many Web sites" mentioned in the question. This is very typical of stack overflow: if something is allegedly supposed to be a certain way, and you ask why it is supposed to be that way, almost everyone will offer reasons why; almost nobody will question whether it should in fact be that way.
So, here is a dissenting opinion:
You can use Optional to completely eliminate null from your code base.
I have done it in a 100k-lines-of-code project. It worked.
If you decide to go along this path, then you will need to be thorough, so you will have a lot of work to do. The example mentioned in the accepted answer with Optional.ofNulable() should never occur, because if you are thorough, then you should never have anything returning null, and therefore no need for Optional.ofNullable(). In that 100k-lines-of-code project that I mentioned above, I have only used Optional.ofNullable() a couple of times when receiving results from external methods that I have no control over.
Also, if you decide to go along this path, your solution will not be the most performant solution possible, because you will be allocating lots of optionals. However:
That's nothing but a runtime performance overhead disadvantage.
That's not a severe disadvantage.
That's Java's problem, not your problem.
Let me explain that last part.
Java does not offer explicit nullability of reference types as C# does (since version 8.0) so it is inferior in this regard. (I said "in this regard"; in other regards, Java is better; but that's off-topic right now.)
The only proper alternative to explicit nullability of reference types is the Optional type.
(And it is arguably even slightly better, because with Optional you can indicate optional-of-optional, if you must, whereas with explicit nullability you cannot have ReferenceType??, or at least you cannot in C# as it is currently implemented.)
Optional does not have to add overhead, it only does so in Java. That's because Java also does not support true value types, as C# and Scala do. In this regard, Java is severely inferior to those languages. (Again, I said "in this regard"; in other regards, Java is better; but that's off-topic right now.) If Java did support true value types, then Optional would have been implemented as a single machine word, which would mean that the runtime overhead of using it would be zero.
So, the question that it boils down to is: do you want perfect clarity and type safety in your code, or do you prefer maximum performance? I believe that for high-level languages, (of which Java certainly aims to be one,) this question was settled a long time ago.

I think that is because you usually write your functions to manipulate data, and then lift it to Optional using map and similar functions. This adds the default Optional behavior to it.
Of course, there might be cases, when it is necessary to write your own auxilary function that works on Optional.

I believe the reson of being is you have to first check whether or not Optional is null itself and then try to evaluate value it wraps. Too many unnecessary validations.

I know that this question is more about opinion rather than hard facts. But I recently moved from being a .net developer to a java one, so I have only recently joined the Optional party. Also, I'd prefer to state this as a comment, but since my point level does not allow me to comment, I am forced to put this as an answer instead.
What I have been doing, which has served me well as a rule of thumb. Is to use Optionals for return types, and only use Optionals as parameters, if I require both the value of the Optional, and weather or not the Optional had a value within the method.
If I only care about the value, I check isPresent before calling the method, if I have some kind of logging or different logic within the method that depends on if the value exists, then I will happily pass in the Optional.

Using Optional as parameters might be useful in some use cases which involves protobufs or setting fields in a configuration object.
public void setParameters(Optional<A> op1, Optional<B> op2) {
ProtoRequest.Builder builder = ProtoRequest.newBuilder();
op1.ifPresent(builder::setOp1);
op2.ifPresent(builder::setOp2);
...
}
I think in such cases it might be useful to have optional as parameters. API receiving the proto request would handle the different fields.
If a function is not doing additional computations on these parameters then using Optional might be simpler.
public void setParameters(A op1, B op2) {
ProtoRequest.Builder builder = ProtoRequest.newBuilder();
if (op1 != null) {
builder.setOp1(op1);
}
if (op2 != null) {
builder.setOp2(op2);
}
...
}

Optionals aren't designed for this purpose, as explained nicely by Brian Goetz.
You can always use #Nullable to denote that a method argument can be null. Using an optional does not really enable you to write your method logic more neatly.

One more approach, what you can do is
// get your optionals first
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
// bind values to a function
Supplier<Integer> calculatedValueSupplier = () -> { // your logic here using both optional as state}
Once you have built a function(supplier in this case) you will be able to pass this around as any other variable and would be able to call it using
calculatedValueSupplier.apply();
The idea here being whether you have got optional value or not will be internal detail of your function and will not be in parameter. Thinking functions when thinking about optional as parameter is actually very useful technique that I have found.
As to your question whether you should actually do it or not is based on your preference, but as others said it makes your API ugly to say the least.

At first, I also preferred to pass Optionals as parameter, but if you switch from an API-Designer perspective to a API-User perspective, you see the disadvantages.
For your example, where each parameter is optional, I would suggest to change the calculation method into an own class like follows:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
MyCalculator mc = new MyCalculator();
p1.map(mc::setP1);
p2.map(mc::setP2);
int result = mc.calculate();

This is because we have different requirements to an API user and an API developer.
A developer is responsible for providing a precise specification and a correct implementation. Therefore if the developer is already aware that an argument is optional the implementation must deal with it correctly, whether it being a null or an Optional. The API should be as simple as possible to the user, and null is the simplest.
On the other hand, the result is passed from the API developer to the user. However the specification is complete and verbose, there is still a chance that the user is either unaware of it or just lazy to deal with it. In this case, the Optional result forces the user to write some extra code to deal with a possible empty result.

First of all, if you're using method 3, you can replace those last 14 lines of code with this:
int result = myObject.calculateSomething(p1.orElse(null), p2.orElse(null));
The four variations you wrote are convenience methods. You should only use them when they're more convenient. That's also the best approach. That way, the API is very clear which members are necessary and which aren't. If you don't want to write four methods, you can clarify things by how you name your parameters:
public int calculateSomething(String p1OrNull, BigDecimal p2OrNull)
This way, it's clear that null values are allowed.
Your use of p1.orElse(null) illustrates how verbose our code gets when using Optional, which is part of why I avoid it. Optional was written for functional programming. Streams need it. Your methods should probably never return Optional unless it's necessary to use them in functional programming. There are methods, like Optional.flatMap() method, that requires a reference to a function that returns Optional. Here's its signature:
public <U> Optional<U> flatMap(Function<? super T, ? extends Optional<? extends U>> mapper)
So that's usually the only good reason for writing a method that returns Optional. But even there, it can be avoided. You can pass a getter that doesn't return Optional to a method like flatMap(), by wrapping it in a another method that converts the function to the right type. The wrapper method looks like this:
public static <T, U> Function<? super T, Optional<U>> optFun(Function<T, U> function) {
return t -> Optional.ofNullable(function.apply(t));
}
So suppose you have a getter like this: String getName()
You can't pass it to flatMap like this:
opt.flatMap(Widget::getName) // Won't work!
But you can pass it like this:
opt.flatMap(optFun(Widget::getName)) // Works great!
Outside of functional programming, Optionals should be avoided.
Brian Goetz said it best when he said this:
The reason Optional was added to Java is because this:
return Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.findFirst()
.getOrThrow(() -> new InternalError(...));
is cleaner than this:
Method matching =
Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.getFirst();
if (matching == null)
throw new InternalError("Enclosing method not found");
return matching;

Irrespective of Java 8, Use old school method overloading technique to bring clarity and flexibility, suppose you have following method with two args
public void doSomething(arg1,arg2);
in case you want to add additional optional parameter then overload the method
public void doSomething(arg1,arg2,arg3) {
Result result = doSomething(arg1,arg2);
// do additional working
}

A good example were Optional as arguments would be nice is JPA Repositories. Id love to do something like findByNameAndSurname(Optional,Optional). That way, if the Optional is empty, no WHERE param=y is performed

Related

Is it ok to use Optional.ofNullable for checking if null and assigning default value

My code reads some configuration values from DB. In case they are undefined (returned null by getValueFromDB method) I want to default them to values defined in config file.
Is it ok to use Optional.ofNullable().OrElse() for all occurrences of getValueFromDB() to do null check and assign default value in case of null.
Or will this be a misuse/abuse of Optional ?
Well, we use this idiom in our code base like crazy - I see no problem what-so-ever with it. This is what Optional is all about to me - forcing you to take an action if some value is present or not; what I absolutely love is that it is build in the language itself as of java-8 and I don't have to introduce additional methods for that (or libraries like guava).
You might be thinking for this simple case here, but Optional has other chained method as-well obviously, so I can do:
Optional.ofNullalbe(dbPass)
.map(// do mapping)
.filter(// do filtering)
.ifPresent(x -> // log it )
You can't easily achieve that with other methods.
It seems like a small abuse, but I don't feel strongly about it. Maybe if enough programmers start doing this, it will become an accepted idiom.
But you can do the same thing without using Optional:
public static <T> T useValueOrDefault(T value, T defaultValue) {
return (value == null) ? defaultValue : value;
}
and use this method everywhere instead of Optional.ofNullable(value).orElse(default). (Note: not tested)
I do find that built-in constructs that accomplish this, like || in Javascript or ?: in Kotlin, are useful. Too bad Java doesn't have an equivalent (EDIT: according to #Holger's comment, Java 9 has introduced one).
It feels excessively ornate to convert something to an Optional only to immediately convert it back to the wrapped type using orElse in the same method.
To me Optional is more about exposing the possibility that a returned value might be empty, in a method's type signature. The Optional type communicates to the consumer that it might be empty. If you created it with ofNullable on the previous line of code, you are both the creator and the consumer, and already know that it might be null -- so deal with it in-place without creating a new short-lived object.
However, Optional fosters tidy code, and my first instinct is to ask whether your database API has the ability to return Optional.empty() instead of null, itself. This depends on the library you're using, and is possibly more likely in 2020 than it was when you asked the question in 2017.
In that case it would make perfect sense to use returnedOptional.orElse(default) if that's the application logic.
If your database API can't give you an Optional, I wouldn't, in the application logic, go via Optional to do the defaulting. It's simpler and clearer to use:
return value == null ? default : value;
However I would consider adding a thin abstraction layer between your Optional-incapable database API and your application logic, that just does Optional.ofNullable() where appropriate. Their DB library doesn't have the API you want, so wrap it to create the API you want. Your DB library has the courtesy to the caller, that when a value might be absent, the type signature says so.
So instead of:
MyType maybeS = theirDbLibrary.query(...);
MyType s = (maybeS == null) ? default : maybeS;
You'd have:
Optional<MyType> maybeS = myWrappedDbLibrary.query(...);
MyType s = maybeS.orElse(default);
The intent here is to remove all knowledge of null from your application logic. If the core of your application has no reference to null at all (including ofNullable), that's really great. It removes lots and lots of opportunities for bugs. But for that to be possible you need to eliminate the possibility that a null gets passed into your code -- and that's where your clean-up layer between the DB and your application code does its work.

Is there a real reason to use Optional.of()?

I've read here why Optional.of() should be used over Optional.ofNullable(), but the answer didn't satisfy me at all, so I ask slightly different:
If you are SURE that your method does not return null, why should you use Optional at all? As far as I know, the more or less only purpose of it is to remind the "user of a method", that he might have to deal with null-values. If he does not have to deal with null-values, why should he be bothered with an Optional?
I ask, because I recently made my service-layer return Optionals instead of nulls (in certain situations). I used Optional.of() and was highly confused when it threw a NullPointer.
A sample of what I did:
Optional valueFromDB = getUserById("12");
User user = valueFromDB.get();
.....
public Optional<User> getUserById(String id) {
//...
return Optional.of(userRepository.findOne(id)); // NullPointerException!
}
If null is not possible, I don't see why one would wrap it in an Optional. The dude in the linked answer said "well, if a NullPointer happens, it happens right away!" But do I really want that? If the sole purpose of an Optional is, to remind the programmer who gets such an object, to keep null in mind (he HAS to unwrap it), why should I want to have NullPointerException at wrapping-time?
Edit: I needed to edit the question, because it got marked as duplicate, even though I already linked said question from the start. I also did explain, why the answer did not satisfy me, but now I need to edit my text with an explanation.
But here is some appendix to what I want to ask, since I got 5 answers and everyone answers a different case, but none fully covered what I try to ask here:
Is there a reason, that Optional.of(null) is impossible and they specifically added Optional.ofNullable() for the null case?
Using streams should not be the problem with my idea of the implementation.
I got a lot of insight from your answers, thanks for that. But the real question has not been answered until now, as far as I can tell/read/understand.
Maybe I should have asked: "What if we remove the Optional.of() method and only allow Optional.ofNullable() in Java 9, would there be any problem except backwards-compatibility?"
You are mixing up the API design rationale with knowledge within a particular implementation code. It’s perfectly possible that a method declares to return an Optional, because the value might be absent, while at a certain code location within the method, it is known to be definitely present. I.e.
String content;
public Optional<String> firstMatch(String pattern) {
Matcher m = Pattern.compile(pattern).matcher(content);
return m.find()? Optional.of(m.group()): Optional.empty();
}
This method’s return type denotes a String that might be absent, while at the code locations creating an Optional instance, it is known whether the value is present or absent. It’s not about detecting a null value here.
Likewise, within the Stream API methods findFirst() and findAny(), it will be known at one point, whether there is a matching element, whereas supporting the conversion of its presence to absence in case of a matching null element is explicitly unsupported and supposed to raise a NullPointerException, per specification. Therefore, Optional.of will be used to return the matching element, which you can easily recognize in the stack trace when using Stream.of((Object)null) .findAny();
The other reason to use Optional.of(value) when you know that value can't be null is that if you want to do additional filtering operations on that Optional.
For example:
public static long getPageSizeFrom(HttpServletRequest request) {
return Optional.of(request.getParameter("pageSize"))
.filter(StringUtils::isNumeric)
.map(Long::valueOf)
.filter(page::hasPageSize)
.orElse(page::getDefaultPageSize)
}
I think you are right with your opinion that you should not use Optional if you are sure that you always have a return-value.
But your method is not sure, that it always returns a value!
Think of an call to getUserById(-1). There is (normally) no User with this id, and your userRepository will return null.
So in this case you should use Optional.ofNullable.
https://docs.oracle.com/javase/8/docs/api/java/util/Optional.html#ofNullable-T-
Optional is one of those things that has been imported from functional programming languages and dumped into the laps of OO and procedural programmers without much background explanation...which has caused much pain and hand wringing.
First, a quick link to a blog post (not by me) which greatly helps to clear the air on this: The Design of Optional
Optional is related to functional programming types like Haskell Maybe. Because of the way strong typing works in functional programming, a programmer in that language would use Maybe to say that a value can be either Something, or Nothing. The Something and Nothing are actually different types, here. Anything that needs the values inside a Maybe has to handle both - the code simply won't compile if it doesn't handle both.
Compare that scenario to what is the typical situation in C-based object-oriented languages (Java, C#, C++, etc.) where an object can either have a value, or be null. If a method needs to handle null parameters as an edge case, you need to explicitly write that code - and being the lazy programmers we all are, it's just as often we don't bother to.
Imagine what coding would be like if code wouldn't compile unless null cases were always explicitly handled. That's a pretty close comparison to what happens when using Maybe in functional languages.
When we pull language features over from functional programming, and the compiler behaves the way it always has, and we code the way we always have... you can see there's a disconnect happening.
Separately, Optional can be used as a simple stand-in for null. Because it seems familiar that way, and is new, magpie developers are prone to using it as a replacement for situations where null-checks would have happened before. But, in the end, is foo.isPresent() really so different than foo != null. If that is the sole difference, it's pointless.
And let's not even get started on how Optional can be a stand-in for autoboxing and unboxing in Java.
Now, getting back to your specific question about the particular API of Optional in Java, comparing ofNullable() vs. of(), the best I can work out is that you probably aren't expected to use those in typical code. They are mainly used at the terminal end of stream() operations. You can look at the code to Optional.of() vs. Optional.ofNullable() and see for yourself that the only difference is that ofNullable checks if the value is null and arranges things for that situation.
My jaded eye doesn't see a whole lot of benefit to using Optional in Java, unless I am using Java 8 streams and I have to. Some would say that the main benefit of using Optional as a type for non-stream usage is to specify that a particular parameter is optional - that is, the logic takes a different route if it's there vs. not there. Which, again, you can simply do with null. But I would say that the mental baggage associated with Optional means that for every forward step of supposedly more verbose code, you are taking multiple steps backwards with requiring people to understand that the Optional (in this specific case) is almost entirely cosmetic. For the situation you described, I would probably go back to using nulls and null checks.
Angelika Langer says that Optional.ofNullable is only a convenience-method, calling the other both static methods from Optional. It is implemented as:
return value == null ? empty() : of(value) ;
Also she says that Optional.ofNullable was added lately to the API.
Here is her text in german language: http://www.angelikalanger.com/Articles/EffectiveJava/80.Java8.Optional-Result/80.Java8.Optional-Result.html
So I would use Optional.of only when null is an error, which should be found early. This is what Tagir Valeev said in:
Why use Optional.of over Optional.ofNullable?
The practical answer is: on most occasions, no. As you mention, if the whole point of using Optional is not knowing if a value can return null, and you want to make it explicit in certain API, the fact that .of() can throw a null exception does not make any sense. I always use ofNullable.
The only situation I can think of is if you have a method that returns Optional (to make explicit this null-value possibility), and that method has a default/fallback value under some circumstances, you will return a "default value" Optional, using .of().
public Optional<String> getSomeNullableValue() {
if (defaultSituationApplies()) { return Optional.of("default value"); }
else {
String value = tryToGetValueFromNetworkOrNull();
return Optional.ofNullable(value);
}
}
Then again, someone can question whether in that case you can return this default value in case of a null.
Metaphysical discussions aside, IMHO if you use Optionals, and want them to make any sense and not throw exceptions, use ofNullable().
I agree that Optional.of is counterintuitive and for most use cases you would want to use Optional.ofNullable, but there are various purposes for Optional.of:
To explicitly throw a NullPointerException if the value is null. In this case Optional.of functions as a Guard.
When the value simply cannot be null. For instance, constants like Optional.of("Hello world"!). This is a programming esthetics thing. Optional.ofNullable("Hello world!") looks weird.
To turn a non-null value into an Optional for further chaining with map or filter. This is more a programming convenience thing. Just like Optional.stream() exists to turn an Optional into a Stream for further chaining.
"What if we remove the Optional.of() method and only allow Optional.ofNullable() in Java 9, would there be any problem except backwards-compatibility?"
Yes, of course there will be compatibility issues. There's just too much code out there using Optional.of.
I agree with your general sentiment though: Optional.of is doing too much (wrapping the value and null-checking). For null-checks we already have Objects.requireNonNull which is conveniently overloaded to accept a descriptive text.
Optional.of and Optional.ofNullable should have been discarded in favor of a constructor made available for users:
return new Optional<>(value);
For null-checks this would have sufficed:
return new Optional<>(Objects.requireNonNull(value, "cannot be null!"));

Why should Java 8's Optional not be used in arguments

I've read on many Web sites Optional should be used as a return type only, and not used in method arguments. I'm struggling to find a logical reason why. For example I have a piece of logic which has 2 optional parameters. Therefore I think it would make sense to write my method signature like this (solution 1):
public int calculateSomething(Optional<String> p1, Optional<BigDecimal> p2) {
// my logic
}
Many web pages specify Optional should not be used as method arguments. With this in mind, I could use the following method signature and add a clear Javadoc comment to specify that the arguments may be null, hoping future maintainers will read the Javadoc and therefore always carry out null checks prior to using the arguments (solution 2):
public int calculateSomething(String p1, BigDecimal p2) {
// my logic
}
Alternatively I could replace my method with four public methods to provide a nicer interface and make it more obvious p1 and p2 are optional (solution 3):
public int calculateSomething() {
calculateSomething(null, null);
}
public int calculateSomething(String p1) {
calculateSomething(p1, null);
}
public int calculateSomething(BigDecimal p2) {
calculateSomething(null, p2);
}
public int calculateSomething(String p1, BigDecimal p2) {
// my logic
}
Now I try writing the code of the class which invokes this piece of logic for each approach. I first retrieve the two input parameters from another object which returns Optionals and then, I invoke calculateSomething. Therefore, if solution 1 is used the calling code would look like this:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result = myObject.calculateSomething(p1, p2);
if solution 2 is used, the calling code would look like this:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result = myObject.calculateSomething(p1.orElse(null), p2.orElse(null));
if solution 3 is applied, I could use the code above or I could use the following (but it's significantly more code):
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
int result;
if (p1.isPresent()) {
if (p2.isPresent()) {
result = myObject.calculateSomething(p1, p2);
} else {
result = myObject.calculateSomething(p1);
}
} else {
if (p2.isPresent()) {
result = myObject.calculateSomething(p2);
} else {
result = myObject.calculateSomething();
}
}
So my question is: Why is it considered bad practice to use Optionals as method arguments (see solution 1)? It looks like the most readable solution to me and makes it most obvious that the parameters could be empty/null to future maintainers. (I'm aware the designers of Optional intended it to only be used as a return type, but I can't find any logical reasons not to use it in this scenario).
Oh, those coding styles are to be taken with a bit of salt.
(+) Passing an Optional result to another method, without any semantic analysis; leaving that to the method, is quite alright.
(-) Using Optional parameters causing conditional logic inside the methods is literally contra-productive.
(-) Needing to pack an argument in an Optional, is suboptimal for the compiler, and does an unnecessary wrapping.
(-) In comparison to nullable parameters Optional is more costly.
(-) The risk of someone passing the Optional as null in actual parameters.
In general: Optional unifies two states, which have to be unraveled. Hence better suited for result than input, for the complexity of the data flow.
The best post I've seen on the topic was written by Daniel Olszewski:
Although it might be tempting to consider Optional for not mandatory method parameters, such a solution pale in comparison with other possible alternatives. To illustrate the problem, examine the following constructor declaration:
public SystemMessage(String title, String content, Optional<Attachment> attachment) {
// assigning field values
}
At first glance it may look as a right design decision. After all, we
explicitly marked the attachment parameter as optional. However, as
for calling the constructor, client code can become a little bit
clumsy.
SystemMessage withoutAttachment = new SystemMessage("title", "content", Optional.empty());
Attachment attachment = new Attachment();
SystemMessage withAttachment = new SystemMessage("title", "content", Optional.ofNullable(attachment));
Instead of providing clarity, the factory methods of the Optional
class only distract the reader. Note there’s only one optional
parameter, but imagine having two or three. Uncle Bob definitely
wouldn’t be proud of such code 😉
When a method can accept optional parameters, it’s preferable to adopt the well-proven approach and design such case using method
overloading. In the example of the SystemMessage class, declaring
two separate constructors are superior to using Optional.
public SystemMessage(String title, String content) {
this(title, content, null);
}
public SystemMessage(String title, String content, Attachment attachment) {
// assigning field values
}
That change makes client code much simpler and easier to read.
SystemMessage withoutAttachment = new SystemMessage("title", "content");
Attachment attachment = new Attachment();
SystemMessage withAttachment = new SystemMessage("title", "content", attachment);
There are almost no good reasons for not using Optional as parameters. The arguments against this rely on arguments from authority (see Brian Goetz - his argument is we can't enforce non null optionals) or that the Optional arguments may be null (essentially the same argument). Of course, any reference in Java can be null, we need to encourage rules being enforced by the compiler, not programmers memory (which is problematic and does not scale).
Functional programming languages encourage Optional parameters. One of the best ways of using this is to have multiple optional parameters and using liftM2 to use a function assuming the parameters are not empty and returning an optional (see http://www.functionaljava.org/javadoc/4.4/functionaljava/fj/data/Option.html#liftM2-fj.F-). Java 8 has unfortunately implemented a very limited library supporting optional.
As Java programmers we should only be using null to interact with legacy libraries.
Let's make something perfectly clear: in other languages, there is no general recommendation against the use of a Maybe type as a field type, a constructor parameter type, a method parameter type, or a function parameter type.
So if you "shouldn't" use Optional as a parameter type in Java, the reason is specific to Optional, to Java, or to both.
Reasoning that might apply to other Maybe types, or other languages, is probably not valid here.
Per Brian Goetz,
[W]e did have a clear
intention when adding [Optional], and it was not to be a general
purpose Maybe type, as much as many people would have liked us to do
so. Our intention was to provide a limited mechanism for library
method return types where there needed to be a clear way to represent
"no result", and using null for such was overwhelmingly likely to
cause errors.
For example, you probably should never use it for something that
returns an array of results, or a list of results; instead return an
empty array or list. You should almost never use it as a field of
something or a method parameter.
So the answer is specific to Optional: it isn't "a general purpose Maybe type"; as such, it is limited, and it may be limited in ways that limit its usefulness as a field type or a parameter type.
That said, in practice, I've rarely found using Optional as a field type or a parameter type to be an issue. If Optional, despite its limitations, works as a parameter type or a field type for your use case, use it.
The pattern with Optional is for one to avoid returning null. It's still perfectly possible to pass in null to a method.
While these aren't really official yet, you can use JSR-308 style annotations to indicate whether or not you accept null values into the function. Note that you'd have to have the right tooling to actually identify it, and it'd provide more of a static check than an enforceable runtime policy, but it would help.
public int calculateSomething(#NotNull final String p1, #NotNull final String p2) {}
This advice is a variant of the "be as unspecific as possible regarding inputs and as specific as possible regarding outputs" rule of thumb.
Usually if you have a method that takes a plain non-null value, you can map it over the Optional, so the plain version is strictly more unspecific regarding inputs. However there are a bunch of possible reasons why you would want to require an Optional argument nonetheless:
you want your function to be used in conjunction with another API that returns an Optional
Your function should return something other than an empty Optional if the given value is empty
You think Optional is so awesome that whoever uses your API should be required to learn about it ;-)
Check out the JavaDoc in JDK10, https://docs.oracle.com/javase/10/docs/api/java/util/Optional.html, an API note is added:
API Note:
Optional is primarily intended for use as a method return type where there is a clear need to represent "no result," and where using null is likely to cause errors.
Maybe I will provoke a bunch of down-votes and negative comments, but... I cannot stand.
Disclaimer: what I write below is not really an answer to the original question, but rather my thoughts on the topic. And the only source for it is my thoughts and my experience (with Java and other languages).
First let's check, why would anyone like to use Optional at all?
For me the reason is simple: unlike other languages java does not have built-in capability to define variable (or type) as nullable or not. All "object"-variables are nullable and all primitive-types are not. For the sake of simplicity let't not consider primitive types in further discussion, so I will claim simply that all variables are nullable.
Why would one need to declare variables as nullable/non-nullable? Well, the reason for me is: explicit is always better, than implicit. Besides having explicit decoration (e.g. annotation or type) could help static analyzer (or compiler) to catch some null-pointer related issues.
Many people argue in the comments above, that functions do not need to have nullable arguments. Instead overloads should be used. But such statement is only good in a school-book. In real life there are different situations. Consider class, which represents settings of some system, or personal data of some user, or in fact any composite data-structure, which contains lots of fields - many of those with repeated types, and some of the fields are mandatory while others are optional. In such cases inheritance/constructor overloads do not really help.
Random example: Let's say, we need to collect data about people. But some people don't want to provide all the data. And of course this is POD, so basically type with value-semantics, so I want it to be more or less immutable (no setters).
class PersonalData {
private final String name; // mandatory
private final int age; // mandatory
private final Address homeAddress; // optional
private final PhoneNumber phoneNumber; // optional. Dedicated class to handle constraints
private final BigDecimal income; // optional.
// ... further fields
// How many constructor- (or factory-) overloads do we need to handle all cases
// without nullable arguments? If I am not mistaken, 8. And what if we have more optional
// fields?
// ...
}
So, IMO discussion above shows, that even though mostly we can survive without nullable arguments, but sometimes it is not really feasible.
Now we come to the problem: if some of the arguments are nullable and others are not, how do we know, which one?
Approach 1: All arguments are nullable (according to java standrd, except primitive types). So we check all of them.
Result: code explodes with checks, which are mostly unneeded, because as we discussed above almost all of the time we can go ahead with nullable variables, and only in some rare cases "nullables" are needed.
Approach 2: Use documentation and/or comments to describe, which arguments/fields are nullable and which not.
Result: It does not really work. People are lazy to write and read the docs. Besides lately the trend is, that we should avoid writing documentation in favor of making the code itself self-describing. Besides all the reasoning about modifying the code and forgeting to modify the documentation is still valid.
Approach 3: #Nullable #NonNull etc... I personally find them to be nice. But there are certain disadvantages : (e.g. they are only respected by external tools, not the compiler), the worst of which is that they are not standard, which means, that 1. I would need to add external dependency to my project to benefit from them, and 2. The way they are treated by different systems are not uniform. As far as I know, they were voted out of official Java standard (and I don't know if there are any plans to try again).
Approach 4: Optional<>. The disadvantages are already mentioned in other comments, the worst of which is (IMO) performance penalty. Also it adds a bit of boilerplate, even thoough I personally find, use of Optional.empty() and Optional.of() to be not so bad. The advantages are obvious:
It is part of the Java standard.
It makes obvious to the reader of the code (or to the user of API), that these arguments may be null. Moreover, it forces both: user of the API and developer of the method to aknolage this fact by explicitly wrapping/unwrapping the values (which is not the case, when annotations like #Nullable etc. are used).
So in my point, there is no black-and-white in regard of any methodology including this one. I personally ended up with the following guidelines and conventions (which are still not strict rules):
Inside my own code all the variables must be not-null (but probably Optional<>).
If I have a method with one or two optional arguments I try to redesign it using overloads, inheritance etc.
If I cannot find the solution in reasonable time, I start thinking, if the performance is critical (i.e. if there are millions of the objects to be processed). Usually it is not the case.
If not, I use Optional as argument types and/or field types.
There are still grey areas, where these conventions do not work:
We need high performance (e.g. processing of huge amounts of data, so that total execution time is very large, or situations when throughput is critical). In this cases performance penalty introduced by Optional may be really unwanted.
We are on the boundary of the code, which we write ourselves, e.g.: we read from the DB, Rest Endpoint, parse file etc.
Or we just use some external libraries, which do not follow our conventions, so again, we should be careful...
By the way, the last two cases can also be the source of need in the optional fields/arguments. I.e. when the structure of the data is not developed by ourselves, but is imposed by some external interfaces, db-schemas etc...
At the end, I think, that one should think about the problem, which is being solved, and try to find the appropriate tools. If Optional<> is appropriate, then I see no reason not to use it.
Edit: Approach 5: I used this one recently, when I could not use Optional. The idea is simply to use naming convention for method arguments and class variables. I used "maybe"-prefix, so that if e.g. "url" argument is nullable, then it becomes maybeUrl. The advantage is that it slightly improves understandability of the intent (and does not have disadvantages of other approaches, like external dependencies or performance penalty). But there are also drawbacks, like: there is no tooling to support this convention (your IDE will not show you any warning, if you access "maybe"-variable without first checking it). Another problem is that it only helps, when applied consistently by all people working on the project.
This seems a bit silly to me, but the only reason I can think of is that object arguments in method parameters already are optional in a way - they can be null. Therefore forcing someone to take an existing object and wrap it in an optional is sort of pointless.
That being said, chaining methods together that take/return optionals is a reasonable thing to do, e.g. Maybe monad.
Accepting Optional as parameters causes unnecessary wrapping at caller level.
For example in the case of:
public int calculateSomething(Optional<String> p1, Optional<BigDecimal> p2 {}
Suppose you have two not-null strings (ie. returned from some other method):
String p1 = "p1";
String p2 = "p2";
You're forced to wrap them in Optional even if you know they are not Empty.
This get even worse when you have to compose with other "mappable" structures, ie. Eithers:
Either<Error, String> value = compute().right().map((s) -> calculateSomething(
< here you have to wrap the parameter in a Optional even if you know it's a
string >));
ref:
methods shouldn't expect Option as parameters, this is almost always a
code smell that indicated a leakage of control flow from the caller to
the callee, it should be responsibility of the caller to check the
content of an Option
ref. https://github.com/teamdigitale/digital-citizenship-functions/pull/148#discussion_r170862749
My take is that Optional should be a Monad and these are not conceivable in Java.
In functional programming you deal with pure and higher order functions that take and compose their arguments only based on their "business domain type". Composing functions that feed on, or whose computation should be reported to, the real-world (so called side effects) requires the application of functions that take care of automatically unpacking the values out of the monads representing the outside world (State, Configuration, Futures, Maybe, Either, Writer, etc...); this is called lifting. You can think of it as a kind of separation of concerns.
Mixing these two levels of abstraction doesn't facilitate legibility so you're better off just avoiding it.
Another reason to be carefully when pass an Optional as parameter is that a method should do one thing... If you pass an Optional param you could favor do more than one thing, it could be similar to pass a boolean param.
public void method(Optional<MyClass> param) {
if(param.isPresent()) {
//do something
} else {
//do some other
}
}
So, if you would permit the pun, Oracle issued an oracle:
Thou shalt not use Optional but for function return values.
I love it how most of the answers so far are going along with the narrative of Oracle's oracle, which is re-iterated unquestioned all over the interwebz, in the "many Web sites" mentioned in the question. This is very typical of stack overflow: if something is allegedly supposed to be a certain way, and you ask why it is supposed to be that way, almost everyone will offer reasons why; almost nobody will question whether it should in fact be that way.
So, here is a dissenting opinion:
You can use Optional to completely eliminate null from your code base.
I have done it in a 100k-lines-of-code project. It worked.
If you decide to go along this path, then you will need to be thorough, so you will have a lot of work to do. The example mentioned in the accepted answer with Optional.ofNulable() should never occur, because if you are thorough, then you should never have anything returning null, and therefore no need for Optional.ofNullable(). In that 100k-lines-of-code project that I mentioned above, I have only used Optional.ofNullable() a couple of times when receiving results from external methods that I have no control over.
Also, if you decide to go along this path, your solution will not be the most performant solution possible, because you will be allocating lots of optionals. However:
That's nothing but a runtime performance overhead disadvantage.
That's not a severe disadvantage.
That's Java's problem, not your problem.
Let me explain that last part.
Java does not offer explicit nullability of reference types as C# does (since version 8.0) so it is inferior in this regard. (I said "in this regard"; in other regards, Java is better; but that's off-topic right now.)
The only proper alternative to explicit nullability of reference types is the Optional type.
(And it is arguably even slightly better, because with Optional you can indicate optional-of-optional, if you must, whereas with explicit nullability you cannot have ReferenceType??, or at least you cannot in C# as it is currently implemented.)
Optional does not have to add overhead, it only does so in Java. That's because Java also does not support true value types, as C# and Scala do. In this regard, Java is severely inferior to those languages. (Again, I said "in this regard"; in other regards, Java is better; but that's off-topic right now.) If Java did support true value types, then Optional would have been implemented as a single machine word, which would mean that the runtime overhead of using it would be zero.
So, the question that it boils down to is: do you want perfect clarity and type safety in your code, or do you prefer maximum performance? I believe that for high-level languages, (of which Java certainly aims to be one,) this question was settled a long time ago.
I think that is because you usually write your functions to manipulate data, and then lift it to Optional using map and similar functions. This adds the default Optional behavior to it.
Of course, there might be cases, when it is necessary to write your own auxilary function that works on Optional.
I believe the reson of being is you have to first check whether or not Optional is null itself and then try to evaluate value it wraps. Too many unnecessary validations.
I know that this question is more about opinion rather than hard facts. But I recently moved from being a .net developer to a java one, so I have only recently joined the Optional party. Also, I'd prefer to state this as a comment, but since my point level does not allow me to comment, I am forced to put this as an answer instead.
What I have been doing, which has served me well as a rule of thumb. Is to use Optionals for return types, and only use Optionals as parameters, if I require both the value of the Optional, and weather or not the Optional had a value within the method.
If I only care about the value, I check isPresent before calling the method, if I have some kind of logging or different logic within the method that depends on if the value exists, then I will happily pass in the Optional.
Using Optional as parameters might be useful in some use cases which involves protobufs or setting fields in a configuration object.
public void setParameters(Optional<A> op1, Optional<B> op2) {
ProtoRequest.Builder builder = ProtoRequest.newBuilder();
op1.ifPresent(builder::setOp1);
op2.ifPresent(builder::setOp2);
...
}
I think in such cases it might be useful to have optional as parameters. API receiving the proto request would handle the different fields.
If a function is not doing additional computations on these parameters then using Optional might be simpler.
public void setParameters(A op1, B op2) {
ProtoRequest.Builder builder = ProtoRequest.newBuilder();
if (op1 != null) {
builder.setOp1(op1);
}
if (op2 != null) {
builder.setOp2(op2);
}
...
}
Optionals aren't designed for this purpose, as explained nicely by Brian Goetz.
You can always use #Nullable to denote that a method argument can be null. Using an optional does not really enable you to write your method logic more neatly.
One more approach, what you can do is
// get your optionals first
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
// bind values to a function
Supplier<Integer> calculatedValueSupplier = () -> { // your logic here using both optional as state}
Once you have built a function(supplier in this case) you will be able to pass this around as any other variable and would be able to call it using
calculatedValueSupplier.apply();
The idea here being whether you have got optional value or not will be internal detail of your function and will not be in parameter. Thinking functions when thinking about optional as parameter is actually very useful technique that I have found.
As to your question whether you should actually do it or not is based on your preference, but as others said it makes your API ugly to say the least.
At first, I also preferred to pass Optionals as parameter, but if you switch from an API-Designer perspective to a API-User perspective, you see the disadvantages.
For your example, where each parameter is optional, I would suggest to change the calculation method into an own class like follows:
Optional<String> p1 = otherObject.getP1();
Optional<BigInteger> p2 = otherObject.getP2();
MyCalculator mc = new MyCalculator();
p1.map(mc::setP1);
p2.map(mc::setP2);
int result = mc.calculate();
This is because we have different requirements to an API user and an API developer.
A developer is responsible for providing a precise specification and a correct implementation. Therefore if the developer is already aware that an argument is optional the implementation must deal with it correctly, whether it being a null or an Optional. The API should be as simple as possible to the user, and null is the simplest.
On the other hand, the result is passed from the API developer to the user. However the specification is complete and verbose, there is still a chance that the user is either unaware of it or just lazy to deal with it. In this case, the Optional result forces the user to write some extra code to deal with a possible empty result.
First of all, if you're using method 3, you can replace those last 14 lines of code with this:
int result = myObject.calculateSomething(p1.orElse(null), p2.orElse(null));
The four variations you wrote are convenience methods. You should only use them when they're more convenient. That's also the best approach. That way, the API is very clear which members are necessary and which aren't. If you don't want to write four methods, you can clarify things by how you name your parameters:
public int calculateSomething(String p1OrNull, BigDecimal p2OrNull)
This way, it's clear that null values are allowed.
Your use of p1.orElse(null) illustrates how verbose our code gets when using Optional, which is part of why I avoid it. Optional was written for functional programming. Streams need it. Your methods should probably never return Optional unless it's necessary to use them in functional programming. There are methods, like Optional.flatMap() method, that requires a reference to a function that returns Optional. Here's its signature:
public <U> Optional<U> flatMap(Function<? super T, ? extends Optional<? extends U>> mapper)
So that's usually the only good reason for writing a method that returns Optional. But even there, it can be avoided. You can pass a getter that doesn't return Optional to a method like flatMap(), by wrapping it in a another method that converts the function to the right type. The wrapper method looks like this:
public static <T, U> Function<? super T, Optional<U>> optFun(Function<T, U> function) {
return t -> Optional.ofNullable(function.apply(t));
}
So suppose you have a getter like this: String getName()
You can't pass it to flatMap like this:
opt.flatMap(Widget::getName) // Won't work!
But you can pass it like this:
opt.flatMap(optFun(Widget::getName)) // Works great!
Outside of functional programming, Optionals should be avoided.
Brian Goetz said it best when he said this:
The reason Optional was added to Java is because this:
return Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.findFirst()
.getOrThrow(() -> new InternalError(...));
is cleaner than this:
Method matching =
Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.getFirst();
if (matching == null)
throw new InternalError("Enclosing method not found");
return matching;
Irrespective of Java 8, Use old school method overloading technique to bring clarity and flexibility, suppose you have following method with two args
public void doSomething(arg1,arg2);
in case you want to add additional optional parameter then overload the method
public void doSomething(arg1,arg2,arg3) {
Result result = doSomething(arg1,arg2);
// do additional working
}
A good example were Optional as arguments would be nice is JPA Repositories. Id love to do something like findByNameAndSurname(Optional,Optional). That way, if the Optional is empty, no WHERE param=y is performed

Should Java 8 getters return optional type?

Optional type introduced in Java 8 is a new thing for many developers.
Is a getter method returning Optional<Foo> type in place of the classic Foo a good practice? Assume that the value can be null.
Of course, people will do what they want. But we did have a clear intention when adding this feature, and it was not to be a general purpose Maybe type, as much as many people would have liked us to do so. Our intention was to provide a limited mechanism for library method return types where there needed to be a clear way to represent "no result", and using null for such was overwhelmingly likely to cause errors.
For example, you probably should never use it for something that returns an array of results, or a list of results; instead return an empty array or list. You should almost never use it as a field of something or a method parameter.
I think routinely using it as a return value for getters would definitely be over-use.
There's nothing wrong with Optional that it should be avoided, it's just not what many people wish it were, and accordingly we were fairly concerned about the risk of zealous over-use.
(Public service announcement: NEVER call Optional.get unless you can prove it will never be null; instead use one of the safe methods like orElse or ifPresent. In retrospect, we should have called get something like getOrElseThrowNoSuchElementException or something that made it far clearer that this was a highly dangerous method that undermined the whole purpose of Optional in the first place. Lesson learned. (UPDATE: Java 10 has Optional.orElseThrow(), which is semantically equivalent to get(), but whose name is more appropriate.))
After doing a bit of research of my own, I've come across a number of things that might suggest when this is appropriate. The most authoritative being the following quote from an Oracle article:
"It is important to note that the intention of the Optional class is not to replace every single null reference. Instead, its purpose is to help design more-comprehensible APIs so that by just reading the signature of a method, you can tell whether you can expect an optional value. This forces you to actively unwrap an Optional to deal with the absence of a value." - Tired of Null Pointer Exceptions? Consider Using Java SE 8's Optional!
I also found this excerpt from Java 8 Optional: How to use it
"Optional is not meant to be used in these contexts, as it won't buy us anything:
in the domain model layer (not serializable)
in DTOs (same reason)
in input parameters of methods
in constructor parameters"
Which also seems to raise some valid points.
I wasn't able to find any negative connotations or red flags to suggest that Optional should be avoided. I think the general idea is, if it's helpful or improves the usability of your API, use it.
I'd say in general its a good idea to use the optional type for return values that can be nullable. However, w.r.t. to frameworks I assume that replacing classical getters with optional types will cause a lot of trouble when working with frameworks (e.g., Hibernate) that rely on coding conventions for getters and setters.
The reason Optional was added to Java is because this:
return Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.findFirst()
.getOrThrow(() -> new InternalError(...));
is cleaner than this:
Method matching =
Arrays.asList(enclosingInfo.getEnclosingClass().getDeclaredMethods())
.stream()
.filter(m -> Objects.equals(m.getName(), enclosingInfo.getName())
.filter(m -> Arrays.equals(m.getParameterTypes(), parameterClasses))
.filter(m -> Objects.equals(m.getReturnType(), returnType))
.getFirst();
if (matching == null)
throw new InternalError("Enclosing method not found");
return matching;
My point is that Optional was written to support functional programming, which was added to Java at the same time. (The example comes courtesy of a blog by Brian Goetz. A better example might use the orElse() method, since this code will throw an exception anyway, but you get the picture.)
But now, people are using Optional for a very different reason. They're using it to address a flaw in the language design. The flaw is this: There's no way to specify which of an API's parameters and return values are allowed to be null. It may be mentioned in the javadocs, but most developers don't even write javadocs for their code, and not many will check the javadocs as they write. So this leads to a lot of code that always checks for null values before using them, even though they often can't possibly be null because they were already validated repeatedly nine or ten times up the call stack.
I think there was a real thirst to solve this flaw, because so many people who saw the new Optional class assumed its purpose was to add clarity to APIs. Which is why people ask questions like "should getters return Optionals?" No, they probably shouldn't, unless you expect the getter to be used in functional programming, which is very unlikely. In fact, if you look at where Optional is used in the Java API, it's mainly in the Stream classes, which are the core of functional programming. (I haven't checked very thoroughly, but the Stream classes might be the only place they're used.)
If you do plan to use a getter in a bit of functional code, it might be a good idea to have a standard getter and a second one that returns Optional.
Oh, and if you need your class to be serializable, you should absolutely not use Optional.
Optionals are a very bad solution to the API flaw because a) they're very verbose, and b) They were never intended to solve that problem in the first place.
A much better solution to the API flaw is the Nullness Checker. This is an annotation processor that lets you specify which parameters and return values are allowed to be null by annotating them with #Nullable. This way, the compiler can scan the code and figure out if a value that can actually be null is being passed to a value where null is not allowed. By default, it assumes nothing is allowed to be null unless it's annotated so. This way, you don't have to worry about null values. Passing a null value to a parameter will result in a compiler error. Testing an object for null that can't be null produces a compiler warning. The effect of this is to change NullPointerException from a runtime error to a compile-time error.
This changes everything.
As for your getters, don't use Optional. And try to design your classes so none of the members can possibly be null. And maybe try adding the Nullness Checker to your project and declaring your getters and setter parameters #Nullable if they need it. I've only done this with new projects. It probably produces a lot of warnings in existing projects written with lots of superfluous tests for null, so it might be tough to retrofit. But it will also catch a lot of bugs. I love it. My code is much cleaner and more reliable because of it.
(There is also a new language that addresses this. Kotlin, which compiles to Java byte code, allows you to specify if an object may be null when you declare it. It's a cleaner approach.)
Addendum to Original Post (version 2)
After giving it a lot of thought, I have reluctantly come to the conclusion that it's acceptable to return Optional on one condition: That the value retrieved might actually be null. I have seen a lot of code where people routinely return Optional from getters that can't possibly return null. I see this as a very bad coding practice that only adds complexity to the code, which makes bugs more likely. But when the returned value might actually be null, go ahead and wrap it inside an Optional.
Keep in mind that methods that are designed for functional programming, and that require a function reference, will (and should) be written in two forms, one of which uses Optional. For example, Optional.map() and Optional.flatMap() both take function references. The first takes a reference to an ordinary getter, and the second takes one that returns Optional. So you're not doing anyone a favor by return an Optional where the value can't be null.
Having said all that, I still see the approach used by the Nullness Checker is the best way to deal with nulls, since they turn NullPointerExceptions from runtime bugs to compile time errors.
If you are using modern serializers and other frameworks that understand Optional then I have found these guidelines work well when writing Entity beans and domain layers:
If the serialization layer (usually a DB) allows a null value for a cell in column BAR in table FOO, then the getter Foo.getBar() can return Optional indicating to the developer that this value may reasonably be expected to be null and they should handle this. If the DB guarantees the value will not be null then the getter should not wrap this in an Optional.
Foo.bar should be private and not be Optional. There's really no reason for it to be Optional if it is private.
The setter Foo.setBar(String bar) should take the type of bar and not Optional. If it's OK to use a null argument then state this in the JavaDoc comment. If it's not OK to use null an IllegalArgumentException or some appropriate business logic is, IMHO, more appropriate.
Constructors don't need Optional arguments (for reasons similar to point 3). Generally I only include arguments in the constructor that must be non-null in the serialization database.
To make the above more efficient, you might want to edit your IDE templates for generating getters and corresponding templates for toString(), equals(Obj o) etc. or use fields directly for those (most IDE generators already deal with nulls).
You have to keep in mind that the often-cited advice came from people who had little experience outside Java, with option types, or with functional programming.
So take it with a grain of salt. Instead, let's look at it from the "good practice" perspective:
Good practice not only means asking "how do we write new code?", but also "what happens to existing code?".
In the case of Optional, my environment found a good and easy to follow answer:
Optional is mandatory to indicate optional values in records:
record Pet(String name, Optional<Breed> breed,
Optional<ZonedDateTime> dateOfBirth)
This means that existing code is good as-is, but code that makes use of record (that is, "new code") causes widespread adoption of Optional around it.
The result has been a complete success in terms of readability and reliability. Just stop using null.

Technical reason for no default parameters in Java

I've been looking around to try to find what the reasoning is behind not including default parameters for functions in Java.
I'm aware that it's possible to simulate the behavior, either with varargs or else by creating several overloaded functions that accept fewer parameters, and call the real function that takes all parameters. However, neither of these options match the clarity and ease-of-use of, e.g. C++'s syntax.
Does anyone know if there's a solid technical reason that would make something like
void myFunc(int a=1, int b=2) {...}
undesirable or undo-able in a new version of Java?
It was not in the initial version of Java because they decided they did not need it, probably to keep things simple.
Adding it now would be tricky, because it needs to be done in a backwards-compatible fashion. Adding varargs, autoboxing and generics in Java5 was a major undertaking, and it could only be done with limited functionality (such as type erasure) and at the cost of increased complexity (the new method resolution rules make for good exam trick questions).
Your best shot would be with a non-Java language on the JVM. Maybe one of them already has this.
I am not aware of a technical reason, apart from it being complicated which values are being omitted and which ones are not.
For example, in your sample, if only one integer was passed through then is it a or b that should be defaulted? Most probably a but it does add that level of ambiguity.
A simple solution would be to
void myFunc(Integer a, Integer b) {
if (a == null) a = 1;
if (b == null) b = 2;
}
Yes it is more long winded, and yes it hides the defaulting within the code, rather than the method signature (which could then be shown in JavaDoc), but it does enforce the consistency.
I agree that optional arguments would add huge clarity and save the huge work of defining loads of overloaded methods (called telescoping), which do nothing than call each other. However, the enabler for this neat feature is passing arguments by name.
Named association is self-documenting. In contrast, positional argument association is concise but it makes you to refer the definition of method all the time to check which argument is expected in nth position at every invocation. This is ridiculous and motivates us to search for solutions like Builder pattern. The Builder actually solves both problems at once because named association is a synonym for optional arguments. But Builder is useful only for user. API designer still must waste space/time to create the Builder class. Pattern bigots might disagree but it is an overkill to create a Builder class for every method with named/optional arguments. Language design should obviate this stupid pattern. But, I do not know how compatible they are with the variable argument list.
To Avoid Ambiguity. Java Support Method Override.
We assume the code below:
public int add(int a) {
// do something
}
public int add(int a, int b = 0) {
// do something
}
When we call add(12), Can you tell me which function is invoked?

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